Guides and Reports Archives | Shield: Digital communication governance and archiving solutions https://www.shieldfc.com/resources/guides-and-reports/ End-to-end digital communications compliance platform Mon, 14 Apr 2025 18:19:51 +0000 en-US hourly 1 https://www.shieldfc.com/wp-content/uploads/2024/06/cropped-Favicon-Orange-32x32.jpg Guides and Reports Archives | Shield: Digital communication governance and archiving solutions https://www.shieldfc.com/resources/guides-and-reports/ 32 32 So, you want to move to the cloud? https://www.shieldfc.com/resources/guides-and-reports/so-you-want-to-move-to-the-cloud/ Wed, 09 Apr 2025 08:26:36 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2911 Evaluate AI-powered compliance vendors effectively with our "AI Vendor Checklist." Learn the five essential questions to ask to ensure transparency, reliability, and robust compliance capabilities in your solutions

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So, you want to move to the cloud?

Smart move. Now let’s make sure it’s a smooth one.

Migrating from on-prem to the cloud isn’t just a tech decision—it’s a compliance one. And done right, it can future-proof your entire organization. But let’s be real: it’s not always plug-and-play.

That’s why we created this guide: A no-fluff, practical playbook for making the move confidently, securely, and with your stakeholders nodding in agreement (instead of panicking over data migration).

Inside you’ll get:

  • What’s weighing down your legacy systems (besides their age)
  • Why the cloud doesn’t mean sacrificing security—it means scaling it
  • Migration strategies that don’t break things—or your patience
  • Business wins that go way beyond IT
  • Talking points to win over the “why-change-what-works” crowd

Ready to move smarter, not messier?
Grab the guide and start planning a transition that’s compliant, efficient, and built to last.

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The complete guide to effective data migration https://www.shieldfc.com/resources/guides-and-reports/the-complete-guide-to-effective-data-migration/ Wed, 12 Mar 2025 07:51:34 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2874 Evaluate AI-powered compliance vendors effectively with our "AI Vendor Checklist." Learn the five essential questions to ask to ensure transparency, reliability, and robust compliance capabilities in your solutions

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The complete guide to effective data migration

 

Navigating the complexities of data migration is crucial for maintaining compliance and operational efficiency. Our Data Migration Handbook offers insight and practical tools to ensure a seamless transition.

Key highlights include:

  • Geo-residency requirements for strategic data storage.
  • SOC 2 Type 2 attested platforms for security and privacy.
  • Ownership assurance for data transfer without fees.
  • Tackling metadata consistency challenges.
  • Platform compatibility for diverse digital communication types.

Ready to streamline your data migration process with our comprehensive guide? Get the essential insights and tools needed for a smooth and secure transition.

Fill out the form above to download the Data Migration Handbook now and ensure a flawless migration for your organization.

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Journey Around the World: AI Regulations https://www.shieldfc.com/resources/guides-and-reports/journey-around-the-world-ai-regulations/ Sun, 06 Oct 2024 19:34:07 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2753 Discover key AI regulations globally. Learn how different regions are shaping compliance in AI governance. Download our guide to stay ahead of evolving regulatory standards.

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Journey Around the World: AI Regulations

 

AI is transforming industries and crossing borders, reshaping compliance, data governance, and communications monitoring worldwide. But what are regulators around the world saying? This guide takes you on a journey across different regulatory landscapes, highlighting recent frameworks and guidelines that impact compliance practices. Discover how the world is navigating AI’s influence to ensure ethical use, transparency, and accountability.

Key highlights include:

  • An overview of AI regulations from the EU, UK, US, Australia, and beyond.
  • Understanding global requirements for AI transparency, data governance, and ethics.
  • Evaluating key guidelines like the EU AI Act, UK AI Strategy, and more.
  • Insights into how emerging AI regulations affect compliance and communication monitoring.
  • Common regulatory themes including ethical use, privacy, and risk management.

 

Ready to explore the evolving AI regulatory landscape?

Fill out the form above to download the guide now to navigate compliance challenges with confidence.

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5 essential questions for evaluating AI-powered compliance solutions https://www.shieldfc.com/resources/guides-and-reports/5-essential-questions-for-evaluating-ai-powered-compliance-solutions/ Mon, 30 Sep 2024 16:12:04 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2734 Evaluate AI-powered compliance vendors effectively with our "AI Vendor Checklist." Learn the five essential questions to ask to ensure transparency, reliability, and robust compliance capabilities in your solutions

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5 essential questions for evaluating AI-powered compliance solutions

 

With numerous vendors touting AI advancements, it’s essential to understand what really matters. Our comprehensive “AI Vendor Checklist” arms you with the 5 critical questions to ask when evaluating a compliance vendor, helping you make informed decisions to ensure you’re getting the reliability, transparency, and impact you need.

Key highlights include:

  • How to assess vendor transparency regarding AI model training and data usage.
  • Evaluating risk identification strategies, ensuring comprehensive and layered AI coverage.
  • Understanding model validation processes to build trust and confidence in vendor solutions.
  • Assessing the vendor’s approach to Model Risk Management (MRM) to align with industry standards.
  • Ensuring flexibility to integrate your existing AI investments with the vendor’s platform.

Ready to amplify your evaluation process with our AI Vendor Checklist? Get the essential questions you need to make informed decisions and choose the right compliance partner.

Fill out the form above to get your AI Vendor Checklist now and make informed decisions for your compliance strategy.

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The Essential Guide to Digital Communications Governance & Archiving https://www.shieldfc.com/resources/guides-and-reports/essential-guide-to-digital-communications-governance-archiving-dcga/ Wed, 14 Aug 2024 11:14:38 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2611 This guide breaks down key strategies for securing and optimizing digital communications. Learn how DCGA enhances compliance and risk management in the digital era

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The Essential Guide to Digital Communications Governance & Archiving

In the fast-paced digital age, the landscape of business communication is constantly evolving. Our essential guide on Digital Communications Governance & Archiving (DCGA) will help you navigate these changes, ensuring your organization stays compliant and ahead of the curve.

Gain insights including:

  • The shift to DCGA: Learn how traditional Enterprise Information Archiving has evolved into a broader, more comprehensive approach to managing digital communications.
  • Regulatory compliance: Stay on top of global regulations like MiFID II, FCA, and SEC rules, and discover how AI-backed solutions can help you meet these stringent requirements.
  • Taming the chaos: Gain insights into managing the complexity of multiple communication channels, from WhatsApp to Zoom, and ensuring your business remains compliant without stifling communication.
  • Leverage AI for deeper insights: Explore how advanced AI and machine learning tools are transforming DCGA by turning archived data into actionable intelligence and improving risk management.

Equip yourself with the knowledge to stay compliant, protect your organization’s reputation, and leverage the power of digital communication governance to drive business success.

Master Digital Communications Governance & Archiving

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Data Management Implementation Guide https://www.shieldfc.com/resources/guides-and-reports/data-management-implementation-guide/ Wed, 12 Jun 2024 17:33:01 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2501 Explore how Shield's cutting-edge AI-powered data management and archiving solution delivers efficiency and compliance for large organizations. Learn about overcoming challenges, achieving quick deployment, and gaining a competitive edge with our 3-month implementation model.

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Cutting-Edge Data Management & Archiving: How speedy implementations unlock greater value

 

In this guide, we explore the intricacies of data management implementation, highlighting the benefits of efficient deployment in maintaining regulatory compliance, enhancing operational efficiency, and securing a competitive advantage.

Shield’s innovative approach reduces risk through swift and seamless deployment, offering a white-glove service tailored to the specific needs of each organization. Understand the full spectrum of a robust data management strategy, gain valuable insights, and see how Shield has set a new standard for implementation execution with its 3-month AI-powered data management and archiving deployment for Tier 1 banks in today’s digital landscape.

Key highlights include:

  • The advantages of rapid data management implementation.
  • Risks and costs associated with prolonged software deployments.
  • Benefits of cloud environments for data management and compliance.
  • How a reliable partner can expedite the implementation process.
  • Insights from Shield’s 3-month data management implementation model.

Shield’s data management and archiving solution offers unparalleled efficiency and effectiveness, helping organizations navigate the complex landscape of data management and compliance with ease.

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eDiscovery Implementation Guide https://www.shieldfc.com/resources/guides-and-reports/ediscovery-implementation-guide/ Wed, 05 Jun 2024 13:20:00 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2343 Dive into the realm of e-discovery with us as we uncover the impact of rapid implementation. Learn how swift deployment ensures compliance, enhances efficiency, and fosters competitive advantage.

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New frontiers in eDiscovery: How speedy implementations unlock greater value

 

In this guide, we embark on a journey into the realm of eDiscovery, uncovering the significance of swift implementation in achieving regulatory compliance, operational efficiency, and competitive advantage.

Shield’s distinctive approach mitigates risk through expedited deployment and tailored solutions, addressing the diverse needs of every organization. Explore the intricacies of establishing a robust eDiscovery strategy, uncover invaluable insights, and witness how Shield has redefined implementation standards with its 3-month AI-powered eDiscovery deployment for Tier 1 banks in today’s digital landscape.

Key highlights include:

  • The advantages of rapid eDiscovery implementation.
  • The risks and costs associated with prolonged software deployments.
  • Advantages of cloud environments for compliance
  • The benefits of leveraging cloud environments for compliance initiatives.
  • How a trusted partner can accelerate the implementation process.
  • Insights derived from Shield’s pioneering 3-month deployment model.

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Emojis and Misconduct in Business https://www.shieldfc.com/resources/guides-and-reports/emojis-and-misconduct-in-business/ Mon, 08 Apr 2024 12:10:59 +0000 https://www.shieldfc.com/?post_type=af-resource&p=2154 Find out what all the fuss is about when it comes to communicating with emojis and how regulators and judges are viewing firms' culpability when using them.

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Emojis and Misconduct: What’s behind that smiley face and is it legally binding?

 

Discover the hidden risks of emojis in business communications and learn how to navigate compliance challenges effectively. Explore legal precedents, cultural nuances, and best practices for monitoring all types of communications to safeguard your organization from regulatory scrutiny.

Find out what’s behind the 😆 so you can:

  • Understand the legal implications of emoji usage
  • Navigate cultural and generational differences in interpretation
  • Learn how specific emojis can signal financial intentions and legal agreements
  • Discover the potential compliance risks associated with commonly used emojis

Unlock the complete guide now to explore the intricate world of emoji compliance and uncover essential insights to protect your business.

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GDPR Handbook: What you need to know https://www.shieldfc.com/resources/guides-and-reports/gdpr-handbook-what-you-need-to-know/ Tue, 13 Feb 2024 10:25:00 +0000 https://www.shieldfc.com/?post_type=af-resource&p=1921 GDPR regulations are complex- this guide breaks down your regulatory obligations to protect your customers’ data.

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GDPR Handbook: What you need to know

The General Data Protection Regulation’s (GDPR) impact on data privacy has been huge. Navigating what it means to you and your firm, especially if your business is global- can feel like a maze with no end in sight. Our handbook is here to help you address challenges, intersections with regulations like MiFID II, and the importance of compliance in communications surveillance.

Gain insights including:

  • Explore the implications on data privacy within the financial sector.
  • Understand the challenges and intersections of GDPR with regulations like MiFID II.
  • Emphasize the crucial role of compliance in communications surveillance and eDiscovery.
  • Gain a deeper understanding of the regulatory risks associated with data protection.
  • Learn about effective strategies and best practices for safeguarding data in compliance with GDPR.
  • Explore the significance of pseudonymization and anonymization in ensuring data privacy.
  • Delve into the complexities of GDPR compliance in the era of evolving technologies such as AI-powered surveillance.
  • Examine potential risks associated with technologies like large language models and AI-powered surveillance in the context of GDPR.

Map out your compliance strategy

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Digital Communications Compliance Platform:  A Buyer’s Guide https://www.shieldfc.com/resources/guides-and-reports/buyers-guide/ Tue, 05 Dec 2023 08:17:09 +0000 https://www.shieldfc.com/?post_type=af-resource&p=1783 Explore the dynamic landscape of communications monitoring in our latest buyers’ guide for surveillance. As surveillance teams face a variety of challenges—escalating alerts, decreasing relevance, and mounting compliance fines, choosing a surveillance solution can feel like one more insurmountable task.

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Digital Communications Compliance Platform: A Buyer’s Guide

 

Explore the dynamic landscape of communications monitoring in our latest buyers’ guide for surveillance. As surveillance teams face a variety of challenges—escalating alerts, decreasing relevance, and mounting compliance fines, choosing a surveillance solution can feel like one more insurmountable task. This guide breaks down what you need to look for and how to make the business case to get leadership to invest.

Set yourself up for buying success by learning about:

  • The fate of lexicon-based alerts and emerging trends like predictive analytics and native chat formats.
  • Discover the key criteria for selecting an AI-powered surveillance solution and optimizing technology for senior management.
  • Understand the criticality of compliance during market downturns and how to reframe compliance as a revenue enabler.

Unlock the complete guide now to make sure your team chooses the right surveillance partner for your compliance needs.

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