On Demand Webinar

From the new Chief of AI at the Department of Justice to the FCA’s recent AI guidance, regulators are just starting to leave breadcrumbs about what they expect from firms. But you need to understand the ramifications FAST.

Before you can explain to regulators how you’re using it, you need to understand it.

How does AI impact surveillance? What about data management? Most importantly, what does effective AI look like?

Our panel of experts dove deep into how AI dominated the conversation in surveillance and archiving functions. They explained how your team could leverage modern systems while maintaining good governance to mitigate real risks. This webinar was designed to provide you with actionable insights and strategies to stay ahead in the ever-evolving landscape of compliance.

The discussion explored:

• Understand the latest regulatory expectations and how they impact your compliance strategy.

• Learn how AI can enhance your data management and surveillance capabilities.

• Understand trends across model risk management and best practices for implementing AI-driven solutions in your compliance framework

• And much more… 

About the Speakers:

On Demand Webinar

Whether migrating from on-premise solutions to the cloud or end-of-life solutions, the great migration can be very scary. And with good reason! There’s lots of data and lots of risk.

Unique circumstances require specific customizations from vendors. But what are the do’s and don’ts in every migration? Our experts have seen it all and they’re here to help your team preserve what works and move through a painless migration.

Watch now to explore:  

• Understanding the need for migrating from legacy systems to modern cloud-based platforms.

• Practical strategies for planning and executing a successful data migration process, including key stages and considerations.

• Insights into popular cloud storage options and best practices for ensuring a legally defensible migration.

• Tips for maintaining metadata consistency, integrating diverse digital communication types, and ensuring platform compatibility with modern channels.

• And much more… 

On Demand Webinar

Managing compliance in an industry that has been plagued with market manipulation but slow to adopting technology, commodity trading compliance teams face unique challenges. In the past year every headline and topic of conversation started with AI-this or LLM-that. But for commodity trading compliance, what can AI help legacy systems solve?  

With industry experts from Deloitte, Shield, and ETR Advisory, our speakers unraveled the regulatory landscape, explored common challenges, discussed the intersection of AI and compliance, and offered practical insights and real-world examples.

Watch the webinar to explore:  

• Potential wins (and pitfalls) of using artificial intelligence  
• What the regulators think 
• How teams are implementing AI today 
• Practical use cases for 2024 and beyond 
• And much more… 

On Demand Webinar

In the rapidly evolving landscape of data management, industry names are changing but the keys to success remain the same: You need to know where your data is and how it’s being maintained.

Whether working in a legal or compliance department, you need to know how data management, eDiscovery, and digital communications compliance all intersect.

In this webinar, our experts discuss the latest Gartner report, strategic technologies, and best practices that organizations must embrace to navigate the challenges of data retention, legal discovery, and regulatory compliance challenges. 

Legal expert, Ari Kaplan, will lead our panel of experts including Anthony Diana, Reed & Smith, along with Courtney Kern, KLDiscovery, and David Aaronson, Shield, in a discussion on:  

• Gartner’s introduction of the Digital Communications Governance category
• eDiscovery essentials 
• Data lifecycle management 
• Technology adoption 

Beyond the Buzz: The Rise of LLMs and AI in Communications Surveillance | On Demand Webinar

Missed our insightful webinar featuring a former FINRA regulator, Shield’s Head of Data Science, and the Head of Americas Supervision at Citadel?
Dive into the impact of generative AI and the rise of Large Language Models (LLMs) on compliance. Watch the recording now to explore AI’s transformative role in enhancing surveillance procedures and shaping the future of financial compliance.
Watch now to stay ahead of the curve.